4.05 out of 5
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92 reviews on Udemy

Introduction to Compliance Risk Management CRM

Compliance risk management CRM for Compliance, Risk Management, Internal Audit and IS Security Professionals
Instructor:
Compliance Security and Risk Management
242 students enrolled
English [Auto]
Understand the foundations of Compliance Risk Management CRM in a company or institution. How companies and organizations manage the compliance risk in addition to other risks.
Understand the Governance and Compliance Culture attributes in CRM model. How companies are creating strong Compliance Functions and Environment to avoid penalties and reputation losses..
Role of Compliance Risk Committee CRC and Compliance function in a company or institution.
How risk inventory database is created and maintained by Risk Management functions from different available sources of compliance risks.
After this course students will be able to perform research and prepare the risk inventory from the available regulatory requirement.

Do you know why companies and institutions are being penalized by regulators? How companies manage risk of non compliance to regulatory requirements? Why Board of Directors of companies are concerned about regulatory risk management and more specifically the compliance risk management CRM?

In this course you will get insight about how the companies and regulators are focusing on strong compliance culture to manage the affairs of the company or institutions and avoid penalties and reputation losses. You will learn why is it important for risk functions such as Risk Management, Compliance and Controls, IS Security, Quality Control and Audit to support each other in their work. You will learn new and emerging risks and their significance in compliance risk management process.

You will learn new terms applicable in risk and compliance function that are used by Managers and Executives of the company. This course will help you in your job roles particularly if your area is compliance, risk assessment and management.

This course will provide you a broader idea on how to prepare the risk inventory database. This course will also make you understand how important is this now for internal audit, compliance and risk management to work together as part of governance and controls defense model.

After attending this course you will be able to confidently talk and communicate with risk, compliance, audit and related professionals.

Who is this course for:

  • Compliance professionals and students

  • Risk management professionals and students

  • Internal audit professionals and students

  • Internal controls professionals

  • Finance professionals and students

  • ACCA, CPA, CGA, CMA students

Introduction

1
Course Instructor Introduction

Course Instructor's introduction. Instructor is a senior Compliance and Risk Management professional with more than 15 years of work experience with different MNCs and Financial Institutions. Instructor possess in-depth knowledge about Compliance Risk Management CRM and Regulatory Compliance. This course is designed on Compliance Risk Management CRM.

2
Course Background and Its Importance

Importance of Compliance Risk Management is discussed.

3
Course Contents

Details of the course on Compliance Risk Management is covered here.

Compliance Culture

1
Course Instructor Introduction

Course Instructor's introduction. Instructor is a senior Compliance and Risk Management professional with more than 15 years of work experience with different MNCs and Financial Institutions. Instructor possess in-depth knowledge about Compliance Risk Management CRM and Regulatory Compliance. This course is designed on Compliance Risk Management CRM.

2
What is Compliance Culture
3
Importance of Compliance Culture

In this lecture students will learn how important it is for companies to create a strong compliance culture to avoid penalties and financial losses.

4
Testing Effectiveness of Compliance Culture in a Company

How can it be tested that whether a company is maintaining a strong compliance culture is discussed in this lecture. These are the ways which regulators and auditors use to assess the compliance culture in a company.

5
Practical Activity Test

Types of Risks

1
What is Risk
2
Three Main Types of Risks Faced by Every Company
3
New and Emerging Risks
4
Real Life examples of Compliance Risks in IT function and Compliance Function

Compliance Risk

1
Introduction to Compliance Risk
2
Sources of Compliance Risks
3
Compliance Risk Inventory
4
Practical Activity

Three Lines of Defense (TLOD) Model

1
What is Three Lines of Defense TLOD Model in Compliance
2
Role of First Line of Defense and Second Line of Defense in CRM
3
Role of Third Line of Defense in CRM
4
Practical TLOD model implemented in industry

Governance Structure

1
What is Governance in Regulatory Compliance
2
What is Compliance Governance Structure
3
Role of Board of Directors in Compliance Governance
4
Practical Model of Governance Structure

Compliance Risk Committee CRC

1
What is Compliance Risk Committee CRC
2
Role of Compliance Risk Committee CRC
3
Terms of Reference TORs of Compliance Risk Committee CRC
4
Practical Activity

Compliance Function

1
Introduction to Compliance Function
2
Composition and Independence of Compliance Function
3
Role and Structure of Compliance Function
4
Responsibilities of Compliance Function and CCO
5
Practical Assignment

Quiz

1
Compliance Risk Management CRM

Knowledge test questions on Compliance Risk Management CRM

You can view and review the lecture materials indefinitely, like an on-demand channel.
Definitely! If you have an internet connection, courses on Udemy are available on any device at any time. If you don't have an internet connection, some instructors also let their students download course lectures. That's up to the instructor though, so make sure you get on their good side!
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Includes

1 hours on-demand video
Full lifetime access
Access on mobile and TV
Certificate of Completion
Introduction to Compliance Risk Management CRM
Price:
$29.98 $24

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